SEC

December 13, 2023

SEC serves suit to evasive Richard Heart in Finland, but not in person

The suit was served via an alternate method, as process servers were unsuccessful in contacting Richard Heart in person for months.   The United States Securities […]
July 03, 2023

Thai SEC bans the use of customer crypto assets for lending and investment

Investor protection regulations have been under discussion since September 2022 amid the crypto lending crisis that saw firms such as BlockFi and Celsius declare bankruptcy.   […]

AI-generated fake news sparks rumors of Gary Gensler’s resignation

The rumors, which have set crypto Twitter ablaze, are the latest example of AI disinformation at work.   Rumors surrounding the resignation of United States Securities […]
June 30, 2023

SEC to present response to Coinbase’s legal defense on July 13

The court also rescheduled the pre-trial conference to a pre-motion conference, shifting it to July 13 from its original date of Aug. 24.   The United […]
May 18, 2023

SEC warns that Filecoin ‘meets definition of a security’ – Grayscale

The regulator has asked Grayscale to withdraw its application for a Filecoin Trust product, saying it believes its underlying asset is a security.   The United […]

Ripple case: SEC Hinman docs could become public by June 6, lawyer says

The infamous Hinman Speech docs are required to be unsealed by June 6, according to a previous court order, defense attorney James K. Filan says.   […]
May 17, 2023

Breaking: Court victory for Ripple as judge denies SEC motion to seal Hinman docs

United States District Judge Analisa Torres made the order on May 16 in a win for Ripple.   The move by the US Securities and Exchange […]
May 15, 2023

SEC revises $22M punishment against LBRY, seeks $111K instead

The SEC originally wanted LBRY to pay millions of dollars in penalties, but now concedes the defunct firm can’t pay up that amount.   The US […]
May 09, 2023

‘War on crypto’ — newly filed letters lambast proposed SEC custody rules

Industry representatives have cast doubt on the legality and impact of the United States securities regulator’s proposal to expand custody rules.   According to recently filed […]

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